FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/14/2024 |
3. Issuer Name and Ticker or Trading Symbol
Sterling Check Corp. [ STER ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 09/22/2021 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 11,049,576 | I | See Footnotes(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. By Montague Street Asset Management LLC ("Montague"). Melanie Laird is a Reporting Person as a result of her position as the sole trustee (the "Trustee") of The Brandon T. Greenblatt 2015 Trust, The Maggie S. Greenblatt 2015 Trust and The Steven J. Greenblatt 2015 Trust (collectively, the "Greenblatt Trusts"). On June 23, 2023, Melanie Laird replaced Ross M Cummings as the Trustee of the Greenblatt Trusts. As a result, Ross M Cummings will no longer file reports under Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act"). The Greenblatt Trusts transferred the shares of Common Stock reported herein to Montague, which resulted in Montague acquiring greater than 10% of the outstanding shares of Common Stock of the Issuer on June 14, 2024. Each of the Greenblatt Trusts holds one third of the outstanding membership interests of Montague. Steven Greenblatt is a Reporting Person as a result of his position as the sole manager (the "Manager") of Montague. |
2. The Trustee and the Manager have voting and dispositive power over the shares of Common Stock, but disclaim beneficial ownership of the shares of Common Stock except to the extent of their respective pecuniary interests therein. The filing of this Form 3 shall not be construed as an admission that any Reporting Person is the beneficial owner of any shares of Common Stock for the purposes of Section 16 of the Exchange Act or for any other purpose. |
/s/ Ross M. Cummings | 10/09/2024 | |
/s/ Melanie Laird | 10/09/2024 | |
/s/ Steven Greenblatt | 10/09/2024 | |
/s/ Steven Greenblatt Manager Montague Street Asset Management LLC | 10/09/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |